Compliance Treasury(VP)

Apply Now Refer Candidate

Key Responsibilities:

Assessment of applicable regulatory guidelines and identifying the actions emanating from these guidelines
Ensuring that changes in applicable regulatory guidelines are promptly disseminated, along with actionable to the concerned business units / departments for implementation
Driving timely implementation of regulatory changes across assigned business, risk and support units
Being trusted & learned advisor - Advising business units on processes / controls from compliance standpoint to ensure adherence to applicable regulatory guidelines and Providing clarification on any compliance related issues and monitoring of resolution thereof
Engaging with regulatory authorities to facilitate discussions and/or seek specific guidance on critical matters including interpretation of regulatory guidelines
Reviewing new products / change in product features, as a part of PMC/CMC, to be in alignment with applicable regulatory guidelines
Review of policies / internal circulars or guidelines from compliance perspective, and challenge constructively & provide guidance to business and/or product teams
Driving Compliance Culture & Conduct through various measures incl. through assistance in development and administration of compliance training to business & support units

Role Proficiencies:

Driving an effective compliance risk management program through formulation of policies, review of relevant MIS and timely escalation of issues
Consistently monitoring the effectiveness of processes / controls through Key Compliance Indicators (KCIs), Compliance testing
Identifying non-compliance / regulatory breaches through various sources like RBI RAR, Internal Audit, Operational Risk Reports, Compliance Testing etc., and Advising business in carrying out root cause analysis and remediation plan
Conducting annual compliance risk assessment and identifying critical units / focus areas for mitigation of compliance risk
Regular meetings with the business unit heads to discuss compliance matters / open issues
Be a learned leader in supporting compliance testing team and RBS compliance team for driving compliance agenda, and conducting testing of regulations / processes/ controls whenever required

Experience:
10 - 20 Years
Salary:
45 LPA - 50 LPA
Diversity Candidate:
No
Location:
Mumbai
Address:
Worli
Primary Skills:
compliance,Risk Management, Treasury, Treasury Operations, Derivatives, Liquidity, Prudential Norms
Industry:
BFSI Fintech & Financial Services
Job Type:
Full time
Degree:
CA