Global Compliance Analyst

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Key Responsibilities:
  • Prepare and provide status reports to the Hyderabad Compliance Supervisor and Compliance Manager related to all assigned processes.
  • Analyze, track, and prepare risk indicator reports on a monthly basis capturing errors, self-identified issues, client complaints, etc.
  • Evaluate trends from risk indicator reports or risk and audit tracking issues and liaise with Risk and Privacy Manager and others to propose control enhancements.
  • Manage the risk and audit tracking database to ensure that findings are entered and tracked to completion.
  • Assist with the coordination of the annual risk assessment process.
  • Maintain list of all regulatory required risk assessments and ensure they are maintained and are up to date.
  • Schedule and assist with coordination of materials for quarterly Risk Management Committee.
  • Document minutes and follow up items from Risk Management Committee meetings.
  • Perform ongoing monitoring and testing of key risk deliverables
  • Prepare and distribute weekly regulatory newsletter.
  • Assist with coordination of regulatory exams and creation of first day letter requests, tracking of deliverables and coordination of meetings as required.
  • Assist with preparation of all risk-related presentations.
  • Analyze, track, and prepare privacy indicator reports on an ongoing basis for the Client Privacy Committee. Report may include security incidents, fraud trends, compliance with privacy related policies and procedures, etc.
  • Work with Risk and Privacy Manager to escalate non-compliance with policies and procedures.
  • Coordinate annual identity theft, physical security and other privacy related risk assessments.
  • Document minutes and follow up items from Privacy Committee meetings.
  • Assist with preparation of all privacy-related presentations.
  • Perform quarterly Clean Desk Monitoring in HYD office.
  • Track and report on Fiduciary Trust’s Consecutive Absence Program and follow up with Covered employees to ensure compliance with policy.
  • Work on various project initiatives, like application upgrades, technological enhancements. Perform testing and report findings to the project team and ensure project goals are met.
  • Able to undertake other special projects as needed.
Role Proficiencies:
  • 5 plus years industry experience and/or 5 years Financial Services compliance, preferably in the private banking and wealth management industry and/risk management.
  • Compliance experience including knowledge of required legal governing documents for legal entities and knowledge of the Bank Secrecy Act/ US Patriot Act requirements a plus.
  • Analytical Thinking
  • Effective Communications
  • Influencing Through Expertise
  • Industry Knowledge
  • Process Management
  • Risk Management
  • Securities Laws and Regulations Compliance
  • Develops solutions to a variety of problems; ensures solutions are consistent with organization objectives.
  • Strong analytics and problem-solving skills with ability to convert raw data into simplified indicators.
  • Ability to work independently and diligently with little guidance.
  • Revenue/ Non-Revenue Generating And/Or Budget Responsibility
  • Experience:

    4 - 9 Years

  • Salary:

    12 LPA - 13 LPA

  • Diversity Candidate:

    No

  • Location:

    Hyderabad

  • Address:

    Raj Bhavan Road

  • Primary Skills:

    Supporting Risk , Privacy Manager , Compliance Director .

  • Industry:

    Financial Services

  • Job Type:

    Full time

  • Degree:

    Any Degree

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