AVP (Compliance/ Gift City)

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Key Responsibilities:

Handling Compliance aspects related to GIFT City branch
Analyzing impact of Acts/Rules/Regulations/Guidelines/Circulars and appraising the Senior Management about the Compliance Risks emanating from the regulations.
Partnering with Business Departments on various aspects of Regulations applicable to their Business and providing them solutions on matters referred by them in new and existing products and processes.
Approval of any new/review of existing Policy/ Internal circulars/processes after ensuring all regulatory/internal guidelines have been complied.
Review of major business proposals, credit proposals etc and providing inputs from regulatory compliance perspective.
Compliance testing as per compliance monitoring plan, submission of the report to HO and tracking closure of observations.
Meeting and communicating with the regulators for clarification on regulations and approvals for products/services.
Submission of speaking points/Action taken report etc. for various committees like Audit Committee of Board /MD Dashboard etc.
Handling of Compliance related queries and approvals.
Providing relevant inputs for preparation of presentations /Dashboards
Monitoring and tracking of closure of regulatory observations emanating from IAD, Compliance Testing and Regulatory Inspection reports
Approval and testing of new/change product and process notes in line with relevant applicable regulations /internal policies and giving sign off to PMC/CMC notes
Understanding of IFSCA and RBI regulations and guidelines

Experience:
8 - 10 Years
Salary:
29 LPA - 31 LPA
Diversity Candidate:
No
Location:
Ahmedabad
Address:
Ahemdabad
Primary Skills:
Compliance, Regulatory Compliance, Banking Compliance, RBI, IFSCA, GIFT City, IFSC Banking, Risk & Compliance, Audit Compliance, Advisory compliance, Regulatory Reporting
Industry:
BFSI Fintech & Financial Services
Job Type:
Full time
Degree:
CA/ MBA/ Professional qualification